EAST STREET DENTAL PRACTICE CONFIDENTIALITY POLICY
THE IMPORTANCE OF CONFIDENTIALITY
The relationship between dentist and patient is based on the
understanding that any information revealed by the patient to the
dentist will not be divulged without the patient’s consent. Patients
have the right to privacy and it is vital that they give the dentist
full information on their state of health to ensure that treatment is
carried out safely. The intensely personal nature of health information
means that many patients would be reluctant to provide the dentist with
information if they were not sure that it would not be passed on. If
confidentiality is breached, the dentist/dental hygienist/dental
therapist face investigation by the General Dental Council and possible
erasure from the Dentists Register/Dental Auxiliaries Roll; and may also
face legal action by the patient for damages and, for dentists,
prosecution for breach of the 1998 Data Protection Act.
GENERAL DENTAL COUNCIL
All staff must follow the General Dental Council’s rules for
maintaining patient confidentiality.
WHAT CONSTITUTES INFORMATION?
In a dental context personal information held by th
e
practice about
a patient includes:
The patient’s name, current and previous addresses, bank
account/credit card details, telephone number/e-mail address and other
means of personal identification such as his or her physical description
Information that the individual is or has been a patient of the
practice or attended, cancelled or failed to attend an appointment on a
certain day
Information concerning the patient’s physical, mental or oral
health or condition
Information about the treatment that is planned, is being or
has been provided
Information about family members and personal circumstances
supplied by the patient or others
The amount that was paid for treatment, the amount owing or the
fact that the patient is a debtor to the practice.
PRINCIPLES OF CONFIDENTIALITY
Personal information about a patient is confidential in respect of that patient and to those
providing the patient with health care. Should only be disclosed to those who would be unable to
provide effective care and treatment without that information (the
need-to-know concept) and such information should not be disclosed to third parties
without the consent of the patient except in certain specific
circumstances described in this policy.
DISCLOSURES TO THIRD PARTIES
There are certain restricted circumstances in which a dentist may
decide to disclose information to a third party or may be required to
disclose by law. Responsibility for disclosure rests with the patient’s
dentist and under no circumstances can any other member of staff make a
decision to disclose.
A brief summary of the circumstances is given
below.
When disclosure is in the public interest
There are certain circumstances where the wider public interest
outweighs the rights of the patient to confidentiality. This might
include cases where disclosure would prevent a serious future risk to
the public or assist in the prevention or prosecution of serious crime.
When disclosure can be made
There are circumstances when personal information can be
disclosed:
Where expressly the patient has given consent to the disclosure
Where disclosure is necessary for the purpose of enabling
someone else to provide health care to the patient and the patient has
consented to this sharing of information
Where disclosure is required by statute or is ordered by a
court of law
Where disclosure is necessary for a dentist to pursue a
bona-fide legal claim against a patient, when disclosure to a solicitor,
court or debt-collecting agency may be necessary.
Disclosure of information necessary in order to provide care and
for the functioning of the NHS
Information may need to be disclosed to third party organizations
to ensure the provision of care and the proper functioning of the NHS.
Referral of the patient to another dentist or health care
provider such as a hospital.
DATA PROTECTION CODE OF PRACTICE
The Practice’s
Data Protection Code of Practice
ou
tlines the
required procedures to ensure that we comply with the 1998 Data
Protection Act. It is a condition of engagement that everyone at the
practice complies with this Code of Practice.
ACCESS TO RECORDS
Patients have the right of access to their health records held on
paper or on computer. A request from a patient to see records or for a
copy must be referred to the patient’s dentist. The patient should be
given the opportunity of coming into the practice to discuss the records
and will then be given a photocopy. Care should be taken to ensure that
the individual seeking access is the patient in question and where
necessary the practice will seek information from the patient to confirm
identity. The copy of the record must be supplied within forty days of
payment of the fee and receipt of identifying information if this is
requested.
Access may be obtained by making a request in writing. We will
provide a copy of the record within 40 days of the request and fee
(where payable) and an explanation of your record should you require it.
The fact that patients have the right of access to their records
makes it essential that information is properly recorded. Written
records must be
Contemporaneous
Accurate and comprehensive
Signed by the dentist
Neat, legible and written in ink
Strictly necessary for the purpose
Not derogatory
Be such that disclosure to the patient would be unproblematic.
PRACTICAL RULES
Records must be kept secure and in a location where it is not
possible for other patients or individuals to read them
Identifiable information about patients should not be discussed
with anyone outside of the practice including relatives or friends
A school should not be given information about whether a child
attended for an appointment on a particular day. It should be suggested
that the child is asked to obtain the dentist’s signature on his or her
appointment card to signify attendance
Demonstrations of the practice’s administrative/computer
systems should not involve actual patient information
When talking to a patient on the telephone or in person in a
public area care should be taken that sensitive information is not
overheard by other patients
Do not provide information about a patient’s appointment record
to a patient’s employer
Messages about a patient’s care should not be left with third
parties or left on answering machines. A message to call the practice is
all that can be left
Recall cards and other personal information must be sent in an
envelope
Disclosure of appointment books, record cards or other
information should not be made to police officers or Inland Revenue
officials unless upon the instructions of the dentist
Patients should not be able to see information contained on computer screens. Discussions about patients should not take place in the
practice’s public areas.
All conversations being conducted within hearing of any patient
should be strictly professional matters, never discussing a patient by
name.
Similarly, if any mistake, misunderstanding or confusion has
arisen, every effort must be made to prevent other patients being aware
of the problem by dealing with it quietly and unobtrusively, rather than
drawing attention to the problem by discussing it openly. Whenever
possible, such a conversation with a patient should be in a private part
of the Practice where you will not be overheard.
Conversations on non-professional matters should be reserved
for the staff room.
Patients are attending us as professionals and we must respect
this at all times.
DISCIPLINARY ACTION
If, after investigation, a member of staff is found to have
breached patient confidentiality or this policy, he or she shall be
liable to summary dismissal in accordance with the practice’s
disciplinary policy.
QUICK POINTS
All conversations being conducted within hearing of any patient
should be on strictly professional matters, never discussing a patient
by name.
Similarly, if any mistake, misunderstanding or confusion has
arisen, every effort must be made to prevent other patients being aware
of the problem by dealing with it quietly and unobtrusively, rather than
drawing attention to the problem by discussing it openly. Whenever
possible, such a conversation with a patient should be in a private part
of the Practice where you will not be overheard.
Patients are attending us as professionals and we must respect
this at all times.
All matters relating to a patient’s treatment are held in
medical confidence and therefore must never be discussed outside the
Practice or with other patients.
Every effort must be made to hide a patient’s notes from prying
eyes; strangers should not be allowed in the filing room or behind the
reception desk.
Matters relating to any patient must never be discussed within
earshot of another patient. Violation of this confidence may result in
dismissal without notice.